Form: 8-K

Current report filing

March 6, 2023

CHIMERA INVESTMENT CORP false 0001409493 0001409493 2023-03-06 2023-03-06 0001409493 cim:CommonStockParValue001PerShareMember 2023-03-06 2023-03-06 0001409493 cim:Eight00SeriesACumulativeRedeemablePreferredStockMember 2023-03-06 2023-03-06 0001409493 cim:Eight00SeriesBCumulativeFixedToFloatingRateRedeemablePreferredStockMember 2023-03-06 2023-03-06 0001409493 cim:Seven75SeriesCCumulativeFixedToFloatingRateRedeemablePreferredStockMember 2023-03-06 2023-03-06 0001409493 cim:Eight00SeriesDCumulativeFixedToFloatingRateRedeemablePreferredStockMember 2023-03-06 2023-03-06

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 6, 2023

 

 

CHIMERA INVESTMENT CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   001-33796   26-0630461

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

630 Fifth Avenue,

Suite 2400

New York, New York

  10111
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (888) 895-6557

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

Common Stock, par value $0.01 per share   CIM   New York Stock Exchange
8.00% Series A Cumulative Redeemable Preferred Stock   CIM PRA   New York Stock Exchange
8.00% Series B Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock   CIM PRB   New York Stock Exchange
7.75% Series C Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock   CIM PRC   New York Stock Exchange
8.00% Series D Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock   CIM PRD   New York Stock Exchange

Registrant’s Web site address: www.chimerareit.com

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 7.01

Regulation FD Disclosure.

On March 6, 2023, Chimera Investment Corporation (the “Company”) posted presentation materials (the “Investor Presentation”) on the Investor Relations section of the Company’s website. The Investor Presentation is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

None of the information furnished in this Item 7.01 or Exhibit 99.1 of this Current Report on Form 8-K shall be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Unless expressly set forth by specific reference in such filings, none of the information furnished in this Current Report on Form 8-K shall be incorporated by reference in any filing under the Securities Act of 1933, as amended, whether made before or after the date hereof and regardless of any general incorporation language in such filings.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits

 

99.1    Investor Presentation
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Chimera Investment Corporation

 

    By:  

/s/ Subramaniam Viswanathan

    Name:   Subramaniam Viswanathan
    Title:   Chief Financial Officer
Date: March 6, 2023